Standard ICS number:Sociology, Services, Company (Enterprise) Organization and Management, Administration, Transport>>Company (Enterprise) Organization and Management>>03.100.01Company (Enterprise) Organization and Management Comprehensive
Standard Classification Number:General>>Standardization Management and General Provisions>>A02 Economic Management
drafter:Cui Yanwu, Gao Xiaohong, Tang Wanjin, Yang Ying, Lü Duojia, Xin Chunhua, Liu Tiezhong, Li Jianping, Liu Xinli
Drafting unit:China National Institute of Standardization, First Huida Risk Management Technology Co., Ltd., Beijing Institute of Technology, Institute of Science and Technology Policy and Management Science, Chinese Academy of Sciences, Peking University
Focal point unit:National Technical Committee on Risk Management Standardization (SAC/TC 310)
Proposing unit:National Technical Committee on Risk Management Standardization (SAC/TC 310)
Publishing department:General Administration of Quality Supervision, Inspection and Quarantine of the People's Republic of China Standardization Administration of China
competent authority:National Technical Committee on Risk Management Standardization (SAC/TC 310)
GB/T 27921-2011 Risk Management Risk Assessment Techniques
GB/T27921-2011
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This standard specifies the selection and application guidelines for risk assessment techniques.
This standard does not cover all risk assessment techniques. The fact that the techniques are not introduced in the standard does not mean that they are invalid.
This standard is applicable to organizations to guide the selection of appropriate risk assessment techniques, general risk management standards, and organizations of all types and sizes.
For the safety aspects of this standard, please refer to GB/T20000.4—2003.
This standard was drafted in accordance with the rules given in GB/T1.1—2009.
This standard is prepared with reference to ISO/IEC31010:2009 "Risk Management Risk Assessment Techniques" (English version).
Please note that some of the contents of this standard may involve patents. The issuing organization of this standard does not assume the responsibility for identifying these patents.
This standard is proposed and managed by the National Technical Committee for Standardization of Risk Management (SAC/TC310).
The drafting units of this standard: China National Institute of Standardization, First Huida Risk Management Technology Co., Ltd., Beijing Institute of Technology, Institute of Science and Technology Policy and Management Science of the Chinese Academy of Sciences, Peking University.
The main drafters of this standard: Cui Yanwu, Gao Xiaohong, Tang Wanjin, Yang Ying, Lu Duojia, Xin Chunhua, Liu Tiezhong, Li Jianping, Liu Xinli. The following documents are indispensable for the application of this document. For all dated references, only the dated version applies to this document. For all undated references, the latest version (including all amendments) applies to this document.
GB/T23694—2009 Risk Management Terminology (ISO/IECGuide73:2002)
GB/T24353—2009 Risk Management Principles and Implementation Guide Preface III
Introduction IV
1 Scope 1
2 Normative references 1
3 Terms and definitions 1
4 Risk assessment concepts 1
5 Risk assessment process 3
6 Selection of risk assessment techniques 7
Appendix A (Informative Appendix) Comparison of risk assessment techniques 10
A.1 Applicable stage 10
A.2 Influencing factors 11
Appendix B (Informative Appendix) Risk assessment techniques 15
B.1 Brainstorming method 15
B.2 Structured/semi-structured interviews16
B.3 Delphi method17
B.4 Scenario analysis18
B.5 Checklist method19
B.6 Preliminary hazard analysis (PHA) 20
B.7 Failure mode and effects analysis (FMEA) 21
B.8 Hazard and operability analysis (HAZOP) 23
B.9 Hazard analysis and critical control point method (HACCP) 25
B.10 Structured what-if analysis (SWIFT) 26
B.11 Risk matrix28
B.12 Human reliability analysis (HRA) 30
B.13 Reliability-centered maintenance32
B.14 Stress testing33
B.15 Layer of Protection Analysis (LOPA) 34
B.16 Business Impact Analysis (BIA) 35
B.17 Potential Path Analysis (SCA) 36
B.18 Risk Index38
B.19 Fault Tree Analysis (FTA) 39
B.20 Event Tree Analysis (ETA) 41
B.21 Causal Analysis42
B.22 Root Cause Analysis (RCA) 44
B.23 Decision Tree Analysis45
B.24 Butterfly Diagram Analysis46
B.25 Analytical Hierarchy Process48
B.26 Value at Risk (VaR) 49
B.27 Mean-Variance Model50
B.28 Capital Asset Pricing Model 51
B.29 FN Curve 52
B.30 Markov Analysis 53
B.31 Monte Carlo Simulation 56
B.32 Bayesian Statistics and Bayesian Networks 58
References 62
Some standard content:
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