Compilation specifications of integrity report for inspection body and laboratory
Some standard content:
ICS 03.100.99
National Standard of the People's Republic of China
GB/T396632021
Compilation specifications of integrity report for inspection body and laboratory2021-04-30Release
State Administration for Market Regulation
National Administration of Standardization
2021-11-01Implementation
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Normative reference documents
Terms and definitions
Basic principles
Authenticity
Integrity
Timeliness
5Contents of the integrity report of the inspection and testing institution
Integrity information of the inspection and testing institution
Evaluation requirements
5,1Evaluation method and evaluation model adopted
5. 5 Evaluation conclusion
6 Information description of the integrity evaluation report of the inspection and testing agency issued by the professional integrity evaluation agency 7 Report content and format
Appendix A (Normative Appendix) Format of the integrity evaluation report of the inspection and testing agency Appendix B (Normative Appendix) Format of the integrity evaluation report of the inspection and testing agency: Appendix ((Normative Appendix) Explanation of the score of the elements of the integrity evaluation of the inspection and testing agency and the classification of references
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GB/T39663—2021
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This standard was drafted in accordance with the rules given in GB/T1.12009. GB/T3 9663—2021
Please note that some of the contents of this document may involve patents. The issuing organization of this document does not assume the responsibility for identifying these patents. This standard was proposed by the National Certification and Accreditation Administration of China. This standard is under the jurisdiction of the National Social Credit Standardization Technical Committee (SAC/TC470), and the drafting units of this standard are: China Real Credit Evaluation Co., Ltd., China Standard Inspection and Certification Group Henan Co., Ltd., National Testing Alliance (Beijing) Human Data Science Research Institute, National Certification and Accreditation Administration, Shenzhen Tiansu Metrology and Testing Co., Ltd., China National Institute of Standardization, National Testing Risk Management (Dongguan) Co., Ltd., Fujian Saifu Food Testing Institute Co., Ltd. Department, General Administration of Customs's Upper Reaches Special Commissioner's Office, Guangdong Wanyong Testing Co., Ltd., Zhongshan Quality and Technical Supervision Standards and Coding Institute of Guangdong Province, Binzhou Chengxin Construction Engineering Testing Co., Ltd., Yiyang Product Quality Supervision and Inspection Institute, City University of Macau, Hengshui Quality and Technical Supervision Inspection Institute, Hebei Jindian Kehang Testing Technology Service Co., Ltd., Jiangsu Youlian Testing Technology Service Co., Ltd., Lincang Quality and Technical Supervision Comprehensive Testing Center, China Food Industry Association, Guangdong Tianzheng Technology Co., Ltd., Nanjing Pure White Matrix Technology Co., Ltd., Henan Xinlianxin Fertilizer Testing Co., Ltd., Jiangsu Rongda Material Corrosion Inspection Co., Ltd., Guangdong Guoce Digital Economy Science Research Institute Co., Ltd. The main drafters of the non-standard Huai are: Guo Xinfeng, Zhang Shihe, Meng Zhaoyun, Dong Caishan, Shen Zhiqin, Li Yuyong, Wang Lin, Li Yanling, Zhou Li, Xie Jun, Xie Qiuhui, Jiang Zhou, Yao Yan, Ji Xianghua, Meng Cuizhu, Gong Tianbao, Gong Min, Shi Xiawen, Fan Jigang, Fang Yulong, Zhang Xiuying, Chen Binbin, Ji Liye, Lin Hai, Yuan Fen, Zhou Ping, Ye Jiaping, Cai Zhiming, Gong Heshan, Gong Yuehong, Cui Lin, Wei Bing, Yan Zhichao, Yang Zhen, Xu Fabiao, Su Juan, Yang Yuhui, Xing Bing, Cao Wei, Hao Bo, Zhang Shuyi, Zhu Zhengli, Luo Yili, Jia Renping, Li Rui, Chen Chun, Huang Xiumei. -rrKaeerkca
GB/T39663—2021
This standard is an important supplement and guarantee for the effective implementation of GB/T31880 "Basic Requirements for Integrity of Inspection and Testing Institutions" and GB/T36308 "Integrity Evaluation Specifications for Inspection and Testing Institutions". This standard, together with GB/T31880 and GB/T36308, constitutes the basis of the integrity standard system of the inspection and testing industry
The formulation of this standard is conducive to the inspection and testing institutions, as market entities, to take the initiative to fulfill their main responsibilities, further improve the level and credibility of the integrity construction of the inspection and testing institutions, and provide an operational basis for the inspection and testing institutions to carry out integrity construction work. When the inspection and testing institutions take the initiative to fulfill their main responsibilities, professional integrity evaluation institutions can be entrusted by market supervision departments or relevant departments to conduct integrity verification and verification of their authenticity, and provide technical support for supervision and inspection, daily supervision, and government procurement, bidding, administrative approval, market access, qualification review, etc. The integrity report of the inspection and testing institutions is divided into two forms: the integrity self-evaluation report of the inspection and testing institutions and the integrity evaluation report of the inspection and testing institutions. rrKaeerkAca-
1 Scope
The standard for the preparation of integrity reports of inspection and testing institutions specifies the basic principles, report content and format of the preparation of integrity reports of inspection and testing institutions. GB/T 39663—2021
This standard applies to the preparation of the "Integrity Self-evaluation Report of Inspection and Testing Institutions" by inspection and testing institutions: Professional integrity evaluation institutions can be entrusted by market supervision departments or relevant departments to conduct integrity verification and verification of the authenticity of the "Integrity Evaluation Report of Inspection and Testing Institutions" according to this standard. It can be used as a reference in matters such as government procurement, bidding, administrative approval, market access, qualification review, establishment of integrity files, and classified supervision. 2 Normative reference documents
The following documents are indispensable for the application of this document. For any referenced document with a date, only the version with the date is applicable to this document. For any undated referenced document, its latest version (including all amendments) applies to this document GB/T31880-2015 Basic requirements for the integrity of testing and inspection institutions GB/T35770-2017 Guidelines for compliance management systems G3/T96308-2018 Current model for the integrity evaluation of testing and inspection institutions 3 Terms and definitions
The terms and definitions defined in G3/T31880-2015, (G3/T36308-2018, G3/35770-2017) apply to this document. 3.1
Testing and inspection institutions Integrity report for inspection body and laboratory integrity information, integrity assessment, compliance evaluation and compliance of inspection and testing institutions, analyze and judge their integrity status: and provide technical documents of the corresponding integrity evaluation level of the institution within a certain period: 3.2
Integrity
The honest and trustworthy behavior and norms of individuals and (or) organizations, including the consistency of commitments and behaviors in professional activities [G13/T 31880—2015.Definition 3.2]
Integrity evaluation integrityevaluation
The activity of recording, analyzing and evaluating the integrity of the inspection and testing agency in a certain period of time, and using symbols to indicate its integrity level. [GB/T363082018.Definition 3.3
Degree of integrity
The degree to which individuals and (or) organizations fulfill their commitments. 3.5
Integrity degree evaluation In order to understand the integrity of the organization, improve the integrity service awareness and integrity level of the organization, the organization plans and designs the process of obtaining the most integrity information, conducting investigations, and calculating and analyzing the integrity results. 1
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GB/T 39663—2021
Compliance compliance
Fulfill all compliance obligations of the organization.
Note: By integrating compliance into the organizational culture and the behavior and attitude of its staff, compliance can be improved sustainably. TGB3/T5770—2017. Definition 2.17
compliance evaluation
Compliance evaluation
An evaluation activity in which an organization regularly evaluates its compliance with applicable laws, regulations and standards in accordance with relevant compliance standards in order to fulfill its commitment to comply with laws, regulations and standards. Degree of engagement
Including the ability to perform and the degree of fulfillment of contractual responsibilities and obligations 4 Basic principles
4.1 Authenticity
The content of the report should be authentic, and the collection, recording, organization and analysis of its information should be verifiable and traceable. 4.2 Completeness
The content of the report should be complete and its structure should be reasonable in accordance with the requirements of 5.1~~5.5. 4.3 Timeliness
The content of the report should reflect the integrity of the inspection and testing agency within a certain period of time. 5. Contents of the integrity report of the inspection and testing agency
5.1 Overview
The integrity report of the inspection and testing institution includes four parts: the integrity information of the inspection and testing institution, the evaluation factor information, the evaluation method and evaluation model adopted, and the evaluation conclusion.
5.2 Integrity information of the inspection and testing institution
5.2.1 Basic information
The basic information of the inspection and testing institution includes the name of the institution, the nature of the unit, the scope of business (inspection and testing field), registered capital and other basic information. Capital structure and shareholder situation, directors and business names, employees, equipment and facilities, annual number of inspection and testing reports issued, branches and subordinate units (when applicable). 5.2.2 Financial information
Including business situation, financial data (balance sheet and income statement), financial analysis (debt-paying ability, operating ability, growth ability, profitability analysis, etc.).
5.2.3 Social public information
Including the evaluation of the user of the inspection and testing report, bank credit rating, litigation records, etc. 2
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5.2.4 Industry information
GB/T 39663—2021
Comparison with inspection and testing institutions of the same size in the same industry (number of people, average total income, average per capita income, annual output value per capita from the median, annual operating income from the median, average number of employees from the median, etc.). 5.3 Evaluation factor information
5.3.1 General
According to the requirements of G3/T31880-2015 and (13/T36308-2018. Evaluation factor information includes compliance requirements, honest behavior, performance capability, honest guarantee, and social responsibility as basic evaluation factors. 5.3.2 Compliance requirements
Describe from the four aspects of knowing the law, learning the law, abiding by the law, and using the law, and conduct compliance self-evaluation and third-party compliance evaluation according to Appendix A\Legal and Regulatory Requirements of GB/T363082018. 5.3.3 Honest behavior
Describe from the three aspects of honest declaration, performance behavior, and credit repair. 5.3.4 Performance capability
5.3.4.1 Personnel Requirements
Description of the training that the inspection and testing practitioners receive on laws, regulations, this standard and related integrity requirements to ensure that their practitioners have a strong sense of integrity, desire to fulfill contracts and the ability to fulfill contracts. 5.3.4.2 Funding requirements
Analyze its financial support capacity and compensation capacity from the aspects of paid-in rate of registered capital, source of funds, bank deposits, accounts receivable and payable, assets and liabilities, etc.
5.3.4.3 Technical requirements
Analyze its inspection and testing service technical capabilities from seven aspects: personnel capabilities, equipment management, sample management, standard methods, environmental conditions, proficiency verification, and report certificates. And in accordance with 4.3.1~4.3.7 of GB/T31880-2015 and GB/T3630 8-2018.
5.3.4.4 Management requirements
Analyze its inspection and testing service assurance capabilities from the aspects of organization, management system, independence and impartiality, personnel management, record control, customer service, procurement, integrity culture, and integrity guarantee. And refer to 4.4.1~1.4.9 of G3/T31880-2015 and (G13/T363082018 corresponding clauses for description,
5.3.5 Integrity guarantee
5.3.5.1 Integrity mechanism
Describe the identification, evaluation and monitoring of integrity elements by the inspection and testing agency, including whether to establish a credit incentive and fire punishment mechanism, 5.3.5.2 Active self-discipline||t t||Describe in accordance with the following requirements:
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GB/T39663—2021
From actively publishing integrity statements, integrity reports, social responsibility reports and integrity evaluation reports of inspection and testing institutions: a)
Actively accept social supervision:
c) Actively participate in the pilot work of integrity construction, actively participate in compliance evaluation and (or) integrity evaluation, and actively participate in the formulation and revision of integrity standards in the field of inspection and testing.
Integrity File
Describe whether the integrity files of inspection and testing institutions and their practitioners have been established, whether the blockchain software system is used, and whether the integrity file data in the software system is unchangeable, unforgeable, and traceable. 5.3.5.4 Integrity
The inspection and testing agency shall use the results of the integrity assessment as an important part of the integrity report of the inspection and testing agency. 5.3.5.5 Compliance
The compliance of the inspection and testing agency may include but is not limited to the following: a) Contract performance: quantitatively describe the number, time, content and compliance of the certificates (reports) issued with the contract. The compliance of the inspection and testing agency shall be determined by sampling survey; h) Contract performance evaluation: inquire about the contract execution status from the relevant competent authorities or industry associations, and evaluate its compliance with contracts and credit based on the number and amount of contract disputes, the number of blacklists, etc. 5.3.6 Social responsibility
The responsibilities that the inspection and testing agency bears to the society and relevant stakeholders, such as economic, legal, public welfare and charity. Social responsibility fulfillment is in compliance with the relevant responsibility requirements in Appendix A of 13/T36308-2018 5.4 Evaluation methods and evaluation models adopted
5.4.1 Evaluation methods
Evaluation methods may include: integrity statement, online review (including online verification), on-site evaluation, integrity assessment, compliance evaluation, integrity report, post-certification supervision, etc.
5.4.2 Evaluation model
When evaluating integrity, a combination of multiple evaluation methods can be selected to form different evaluation models. Commonly used integrity evaluation The evaluation model is shown in Table 1.
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Evaluation model
Integrity statement
Common and commonly used integrity evaluation models
Online review
On-site trial
Integrity assessment
Note 1: Inspection and testing institutions can select different evaluation models according to their actual conditions. Note 2: "·" represents the selected evaluation method compliance evaluation
GB/T39663—2021
Integrity report Note 3: Evaluation mode 17 is sorted from low to high according to the evaluation requirements. The more evaluation modes are selected, the more conducive it is to obtain a higher integrity level. It is conducive to entering the list of A-level inspection and testing institutions.
5.5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing institutions in a certain period of time, the integrity level is given according to the relevant requirements in GB/T31880-2015, GB/T36308--2018 and Appendix C. Level evaluation conclusion: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency for the testing and inspection agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the testing and inspection agency according to this standard and issues a "Integrity Evaluation Report on Testing and Inspection Agency":
6.2 The "Integrity Evaluation Report on Testing and Inspection Agency" issued by the professional integrity evaluation agency includes the following: a) the requirements of Chapter 5;
b) basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
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Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-3 Social public information
Including the evaluation of the user of the inspection and testing report, bank credit rating, litigation record, etc. 2
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5.2.4 Industry information
GB/T 39663—2021
Comparison with the inspection and testing institutions of the same size in the same industry (number of people, average total income, average per capita income, annual output value per capita from the median value, annual operating income from the median value, average number of employees from the median value, etc.). 5.3 Evaluation factor information
5.3.1 General
According to the requirements of G3/T31880-2015 and (13/T36308-2018. Evaluation factor information includes compliance requirements, honest behavior, performance capability, honest guarantee, and social responsibility as basic evaluation factors. 5.3.2 Compliance requirements
Describe from the four aspects of knowing the law, learning the law, abiding by the law, and using the law, and conduct compliance self-evaluation and third-party compliance evaluation according to Appendix A\Legal and Regulatory Requirements of GB/T363082018. 5.3.3 Honest behavior
Describe from the three aspects of honest declaration, performance behavior, and credit repair. 5.3.4 Performance capability
5.3.4.1 Personnel Requirements
Testing and inspection practitioners should receive training on laws, regulations, this standard and related integrity requirements to ensure that their practitioners have a strong sense of integrity, desire to fulfill contracts and the ability to fulfill contracts. 5.3.4.2 Funding requirementsbzxz.net
Analyze their financial support and compensation capabilities from the aspects of paid-in capital, sources of funds, bank deposits, accounts receivable and payable, assets and liabilities.
5.3.4.3 Technical requirements
Analyze their technical capabilities in inspection and testing services from seven aspects: personnel capabilities, equipment management, sample management, standard methods, environmental conditions, proficiency verification, and report certificates. And in accordance with 4.3.1~4.3.7 of GB/T31880-2015 and GB/T3630 8-2018.
5.3.4.4 Management requirements
Analyze its inspection and testing service assurance capabilities from the aspects of organization, management system, independence and impartiality, personnel management, record control, customer service, procurement, integrity culture, and integrity guarantee. And refer to 4.4.1~1.4.9 of G3/T31880-2015 and (G13/T363082018 corresponding clauses for description,
5.3.5 Integrity guarantee
5.3.5.1 Integrity mechanism
Describe the identification, evaluation and monitoring of integrity elements by the inspection and testing agency, including whether to establish a credit incentive and fire punishment mechanism, 5.3.5.2 Active self-discipline||t t||Describe in accordance with the following requirements:
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GB/T39663—2021
From actively publishing integrity statements, integrity reports, social responsibility reports and integrity evaluation reports of inspection and testing institutions: a)
Actively accept social supervision:
c) Actively participate in the pilot work of integrity construction, actively participate in compliance evaluation and (or) integrity evaluation, and actively participate in the formulation and revision of integrity standards in the field of inspection and testing.
Integrity File
Describe whether the integrity files of inspection and testing institutions and their practitioners have been established, whether the blockchain software system is used, and whether the integrity file data in the software system is unchangeable, unforgeable, and traceable. 5.3.5.4 Integrity
The inspection and testing agency shall use the results of the integrity assessment as an important part of the integrity report of the inspection and testing agency. 5.3.5.5 Compliance
The compliance of the inspection and testing agency may include but is not limited to the following: a) Contract performance: quantitatively describe the number, time, content and compliance of the certificates (reports) issued with the contract. The compliance of the inspection and testing agency shall be determined by sampling survey; h) Contract performance evaluation: inquire about the contract execution status from the relevant competent authorities or industry associations, and evaluate its compliance with contracts and credit based on the number and amount of contract disputes, the number of blacklists, etc. 5.3.6 Social responsibility
The responsibilities that the inspection and testing agency bears to the society and relevant stakeholders, such as economic, legal, public welfare and charity. Social responsibility fulfillment is in compliance with the relevant responsibility requirements in Appendix A of 13/T36308-2018 5.4 Evaluation methods and evaluation models adopted
5.4.1 Evaluation methods
Evaluation methods may include: integrity statement, online review (including online verification), on-site evaluation, integrity assessment, compliance evaluation, integrity report, post-certification supervision, etc.
5.4.2 Evaluation model
When evaluating integrity, a combination of multiple evaluation methods can be selected to form different evaluation models. Commonly used integrity evaluation The evaluation model is shown in Table 1.
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Evaluation model
Integrity statement
Common and commonly used integrity evaluation models
Online review
On-site trial
Integrity assessment
Note 1: Inspection and testing institutions can select different evaluation models according to their actual conditions. Note 2: "·" represents the selected evaluation method compliance evaluation
GB/T39663—2021
Integrity report Notice
Post-certification supervision
Note 3: Evaluation mode 17 is sorted from low to high according to the evaluation requirements. The more cautious the evaluation mode is, the more conducive it is to obtain a higher integrity level. It is conducive to entering the list of A-level inspection and testing institutions.
5.5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing institutions in a certain period of time, the integrity level is given in accordance with GB/T31880-2015, GB/T36308--2018 and the relevant requirements in Appendix C. Level evaluation conclusion: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency for the testing and inspection agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the testing and inspection agency according to this standard and issues a "Integrity Evaluation Report on Testing and Inspection Agency":
6.2 The "Integrity Evaluation Report on Testing and Inspection Agency" issued by the professional integrity evaluation agency includes the following: a) the requirements of Chapter 5;
b) basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
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Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-3 Social public information
Including the evaluation of the user of the inspection and testing report, bank credit rating, litigation record, etc. 2
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5.2.4 Industry information
GB/T 39663—2021
Comparison with the inspection and testing institutions of the same size in the same industry (number of people, average total income, average per capita income, annual output value per capita from the median value, annual operating income from the median value, average number of employees from the median value, etc.). 5.3 Evaluation factor information
5.3.1 General
According to the requirements of G3/T31880-2015 and (13/T36308-2018. Evaluation factor information includes compliance requirements, honest behavior, performance capability, honest guarantee, and social responsibility as basic evaluation factors. 5.3.2 Compliance requirements
Describe from the four aspects of knowing the law, learning the law, abiding by the law, and using the law, and conduct compliance self-evaluation and third-party compliance evaluation according to Appendix A\Legal and Regulatory Requirements of GB/T363082018. 5.3.3 Honest behavior
Describe from the three aspects of honest declaration, performance behavior, and credit repair. 5.3.4 Performance capability
5.3.4.1 Personnel Requirements
Description of the training that the inspection and testing practitioners receive on laws, regulations, this standard and related integrity requirements to ensure that their practitioners have a strong sense of integrity, desire to fulfill contracts and the ability to fulfill contracts. 5.3.4.2 Funding requirements
Analyze its financial support capacity and compensation capacity from the aspects of paid-in rate of registered capital, source of funds, bank deposits, accounts receivable and payable, assets and liabilities, etc.
5.3.4.3 Technical requirements
Analyze its inspection and testing service technical capabilities from seven aspects: personnel capabilities, equipment management, sample management, standard methods, environmental conditions, proficiency verification, and report certificates. And in accordance with 4.3.1~4.3.7 of GB/T31880-2015 and GB/T3630 8-2018.
5.3.4.4 Management requirements
Analyze its inspection and testing service assurance capabilities from the aspects of organization, management system, independence and impartiality, personnel management, record control, customer service, procurement, integrity culture, and integrity guarantee. And refer to 4.4.1~1.4.9 of G3/T31880-2015 and (G13/T363082018 corresponding clauses for description,
5.3.5 Integrity guarantee
5.3.5.1 Integrity mechanism
Describe the identification, evaluation and monitoring of integrity elements by the inspection and testing agency, including whether to establish a credit incentive and fire punishment mechanism, 5.3.5.2 Active self-discipline||t t||Describe in accordance with the following requirements:
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GB/T39663—2021
From actively publishing integrity statements, integrity reports, social responsibility reports and integrity evaluation reports of inspection and testing institutions: a)
Actively accept social supervision:
c) Actively participate in the pilot work of integrity construction, actively participate in compliance evaluation and (or) integrity evaluation, and actively participate in the formulation and revision of integrity standards in the field of inspection and testing.
Integrity File
Describe whether the integrity files of the inspection and testing institutions and their practitioners have been established, whether the blockchain software system is used, and whether the integrity file data in the software system is unchangeable, unforgeable, and traceable. 5.3.5.4 Integrity
The inspection and testing agency shall take the results of integrity assessment as an important part of the integrity report of the inspection and testing agency. 5.3.5.5 Compliance
The compliance of the inspection and testing agency may include but is not limited to the following: a) Contract performance: quantitatively describe the number, time, content and degree of compliance with the contract of the certificates (reports) issued. The compliance of the inspection and testing agency shall be determined by sampling survey; h) Contract performance evaluation: inquire about the contract execution status from the relevant competent authorities or industry associations, and evaluate its compliance with contracts and credit based on the number and amount of contract disputes, the number of blacklists, etc. 5.3.6 Social responsibility
The responsibilities that the inspection and testing agency bears to the society and relevant stakeholders, such as economic, legal, public welfare and charity. Social responsibility fulfillment is in compliance with the relevant responsibility requirements in Appendix A of 13/T36308-2018 5.4 Evaluation methods and evaluation models adopted
5.4.1 Evaluation methods
Evaluation methods may include: integrity statement, online review (including online verification), on-site evaluation, integrity assessment, compliance evaluation, integrity report, post-certification supervision, etc.
5.4.2 Evaluation model
When evaluating integrity, a combination of multiple evaluation methods can be selected to form different evaluation models. Commonly used integrity evaluation The evaluation model is shown in Table 1.
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Evaluation model
Integrity statement
Common and commonly used integrity evaluation models
Online review
On-site trial
Integrity assessment
Note 1: Inspection and testing institutions can select different evaluation models according to their actual conditions. Note 2: "·" represents the selected evaluation method compliance evaluation
GB/T39663—2021
Integrity report Notice
Post-certification supervision
Note 3: Evaluation mode 17 is sorted from low to high according to the evaluation requirements. The more cautious the evaluation mode is, the more conducive it is to obtain a higher integrity level. It is conducive to entering the list of A-level inspection and testing institutions.
5.5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing institutions in a certain period of time, the integrity level is given in accordance with GB/T31880-2015, GB/T36308--2018 and the relevant requirements in Appendix C. Level evaluation conclusion: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency for the testing and inspection agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the testing and inspection agency according to this standard and issues a "Integrity Evaluation Report on Testing and Inspection Agency":
6.2 The "Integrity Evaluation Report on Testing and Inspection Agency" issued by the professional integrity evaluation agency includes the following: a) the requirements of Chapter 5;
b) basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
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GB/T39663—2021
Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-7 and GB/T36308-2018.
5.3.4.4 Management requirements
Analyze its inspection and testing service assurance capabilities from the aspects of organization, management system, independence and impartiality, personnel management, record control, customer service, procurement, integrity culture, integrity guarantee, etc. And refer to 4.4.1~1.4.9 of G3/T31880-2015 and (G13/T363082018 corresponding clauses for description,
5.3.5 Integrity guarantee
5.3.5.1 Integrity mechanism
Describe from the identification, evaluation and monitoring of integrity elements by the inspection and testing agency , including whether to establish a credit incentive and a fire credit punishment mechanism, 5.3.5.2 Active self-discipline
Describe in accordance with the following requirements:
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GB/T39663—2021
From actively publishing integrity statements, integrity reports, social responsibility reports and integrity evaluation reports of inspection and testing institutions: a)
Actively accept social supervision:
c) Actively participate in the pilot work of integrity construction, actively participate in compliance evaluation and (or) integrity evaluation, and actively participate in the formulation and revision of integrity standards in the field of inspection and testing.
Integrity file
Describe whether the integrity file of the inspection and testing institution and its practitioners has been established, whether the blockchain software system is used, and whether the integrity file data in its software system cannot be altered, forged, and traceable. 5.3.5.4 Integrity
The inspection and testing agency shall use the results of the integrity assessment as an important part of the integrity report of the inspection and testing agency. 5.3.5.5 Compliance
The compliance of the inspection and testing agency may include but is not limited to the following: a) Contract performance: quantitatively describe the number, time, content and compliance of the certificates (reports) issued with the contract. The compliance of the inspection and testing agency shall be determined by sampling survey; h) Contract performance evaluation: inquire about the contract execution status from the relevant competent authorities or industry associations, and evaluate its compliance with contracts and credit based on the number and amount of contract disputes, the number of blacklists, etc. 5.3.6 Social responsibility
The responsibilities that the inspection and testing agency bears to the society and relevant stakeholders, such as economic, legal, public welfare and charity. Social responsibility fulfillment is in compliance with the relevant responsibility requirements in Appendix A of 13/T36308-2018 5.4 Evaluation methods and evaluation models adopted
5.4.1 Evaluation methods
Evaluation methods may include: integrity statement, online review (including online verification), on-site evaluation, integrity assessment, compliance evaluation, integrity report, post-certification supervision, etc.
5.4.2 Evaluation model
When evaluating integrity, a combination of multiple evaluation methods can be selected to form different evaluation models. Commonly used integrity evaluation The evaluation model is shown in Table 1.
-riKacerKAca-
Evaluation model
Integrity statement
Common and commonly used integrity evaluation models
Online review
On-site trial
Integrity assessment
Note 1: Inspection and testing institutions can select different evaluation models according to their actual conditions. Note 2: "·" represents the selected evaluation method compliance evaluation
GB/T39663—2021
Integrity report Note 3: Evaluation mode 17 is sorted from low to high according to the evaluation requirements. The more evaluation modes are selected, the more conducive it is to obtain a higher integrity level. It is conducive to entering the list of A-level inspection and testing institutions.
5.5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing institutions in a certain period of time, the integrity level is given according to the relevant requirements in GB/T31880-2015, GB/T36308--2018 and Appendix C. Level evaluation conclusion: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency for the testing and inspection agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the testing and inspection agency according to this standard and issues a "Integrity Evaluation Report on Testing and Inspection Agency":
6.2 The "Integrity Evaluation Report on Testing and Inspection Agency" issued by the professional integrity evaluation agency includes the following: a) the requirements of Chapter 5;
b) basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
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GB/T39663—2021
Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-7 and GB/T36308-2018.
5.3.4.4 Management requirements
Analyze its inspection and testing service assurance capabilities from the aspects of organization, management system, independence and impartiality, personnel management, record control, customer service, procurement, integrity culture, integrity guarantee, etc. And refer to 4.4.1~1.4.9 of G3/T31880-2015 and (G13/T363082018 corresponding clauses for description,
5.3.5 Integrity guarantee
5.3.5.1 Integrity mechanism
Describe from the identification, evaluation and monitoring of integrity elements by the inspection and testing agency , including whether to establish a credit incentive and a fire credit punishment mechanism, 5.3.5.2 Active self-discipline
Describe in accordance with the following requirements:
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GB/T39663—2021
From actively publishing integrity statements, integrity reports, social responsibility reports and integrity evaluation reports of inspection and testing institutions: a)
Actively accept social supervision:
c) Actively participate in the pilot work of integrity construction, actively participate in compliance evaluation and (or) integrity evaluation, and actively participate in the formulation and revision of integrity standards in the field of inspection and testing.
Integrity file
Describe whether the integrity file of the inspection and testing institution and its practitioners has been established, whether the blockchain software system is used, and whether the integrity file data in its software system cannot be altered, forged, and traceable. 5.3.5.4 Integrity
The inspection and testing agency shall use the results of the integrity assessment as an important part of the integrity report of the inspection and testing agency. 5.3.5.5 Compliance
The compliance of the inspection and testing agency may include but is not limited to the following: a) Contract performance: quantitatively describe the number, time, content and compliance of the certificates (reports) issued with the contract. The compliance of the inspection and testing agency shall be determined by sampling survey; h) Contract performance evaluation: inquire about the contract execution status from the relevant competent authorities or industry associations, and evaluate its compliance with contracts and credit based on the number and amount of contract disputes, the number of blacklists, etc. 5.3.6 Social responsibility
The responsibilities that the inspection and testing agency bears to the society and relevant stakeholders, such as economic, legal, public welfare and charity. Social responsibility fulfillment is in compliance with the relevant responsibility requirements in Appendix A of 13/T36308-2018 5.4 Evaluation methods and evaluation models adopted
5.4.1 Evaluation methods
Evaluation methods may include: integrity statement, online review (including online verification), on-site evaluation, integrity assessment, compliance evaluation, integrity report, post-certification supervision, etc.
5.4.2 Evaluation model
When evaluating integrity, a combination of multiple evaluation methods can be selected to form different evaluation models. Commonly used integrity evaluation The evaluation model is shown in Table 1.
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Evaluation model
Integrity statement
Common and commonly used integrity evaluation models
Online review
On-site trial
Integrity assessment
Note 1: Inspection and testing institutions can select different evaluation models according to their actual conditions. Note 2: "·" represents the selected evaluation method compliance evaluation
GB/T39663—2021
Integrity report Note 3: Evaluation mode 17 is sorted from low to high according to the evaluation requirements. The more evaluation modes are selected, the more conducive it is to obtain a higher integrity level. It is conducive to entering the list of A-level inspection and testing institutions.
5.5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing institutions in a certain period of time, the integrity level is given according to the relevant requirements in GB/T31880-2015, GB/T36308--2018 and Appendix C. Level evaluation conclusion: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency for the testing and inspection agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the testing and inspection agency according to this standard and issues a "Integrity Evaluation Report on Testing and Inspection Agency":
6.2 The "Integrity Evaluation Report on Testing and Inspection Agency" issued by the professional integrity evaluation agency includes the following: a) the requirements of Chapter 5;
b) basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
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GB/T39663—2021
Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing agency in a certain period of time, the integrity level evaluation conclusion is given in accordance with GB/T31880-2015, GB/T36308--2018 and the relevant requirements in Appendix C: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the inspection and testing agency in accordance with this standard and issues a "Integrity Evaluation Report on Inspection and Testing Agency":
6.2 The "Integrity Evaluation Report on Inspection and Testing Agency" issued by the professional integrity evaluation agency includes the following: a) The requirements of Chapter 5;
b) Basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
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GB/T39663—2021
Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-5 Evaluation conclusion
Based on the evaluation factors and evaluation indicators, after evaluating the performance of the inspection and testing agency in a certain period of time, the integrity level evaluation conclusion is given in accordance with GB/T31880-2015, GB/T36308--2018 and the relevant requirements in Appendix C: 6 Information description of the integrity evaluation report issued by the professional integrity evaluation agency 6.1 The professional integrity evaluation agency accepts the entrustment, conducts integrity evaluation on the inspection and testing agency in accordance with this standard and issues a "Integrity Evaluation Report on Inspection and Testing Agency":
6.2 The "Integrity Evaluation Report on Inspection and Testing Agency" issued by the professional integrity evaluation agency includes the following: a) The requirements of Chapter 5;
b) Basic information such as the name of the professional integrity evaluation agency, credit code, integrity assessors, report preparer and evaluation person in charge. 7 Report content and format
The content and format of the integrity self-assessment report of the inspection and testing agency are shown in Appendix A, 7.1
The content and format of the integrity evaluation report of the inspection and testing agency are shown in Appendix [3.5
-rKaeerKa-
GB/T39663—2021
Appendix A
(Normative Appendix)
Format of the integrity self-assessment report of the inspection and testing agency Integrity self-assessment report of the inspection and testing agency
Inspection and testing agency:**************** Relevant department:****
Evaluation period:***********
-riKaeerkca-
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